Public offerings of debt and equity must be registered with the:
A) New York Board of Governors.
B) Federal Reserve.
C) NYSE Registration Office.
D) Securities and Exchange Commission.
E) Market Dealers Exchange.

Question

Quizplus · Accepted Answer

Public offerings of debt and equity securities must be registered with the Securities and Exchange Commission (SEC) under the Securities Act of 1933. The SEC is responsible for enforcing federal securities laws and regulating securities markets in the United States.

Public Offerings of Debt and Equity Must Be Registered with The