The _____ is a federal law dealing with securities regulation that established the Securities and Exchange Commission to regulate and oversee the securities industry.

Question

Quizplus · Accepted Answer

The Securities Exchange Act of 1934 established the Securities and Exchange Commission (SEC) to regulate and oversee the securities industry. The other choices, such as the Securities Act of 1933 and the Truth in Securities Act of 1933, deal with securities regulation but do not establish the SEC. The Uniform Sales of Securities Act of 1930 is a state law, not a federal law.

The _____ Is a Federal Law Dealing with Securities Regulation