Individual investors are not permitted to directly trade stocks on the NYSE or NASDAQ. Therefore, individuals must seek the help of a(n) _____.

Question

Quizplus · Accepted Answer

Individual investors are not permitted to directly trade stocks on the NYSE or NASDAQ, so they must seek the help of a broker to make trades on their behalf. Underwriters and investment bankers are involved in the initial public offering process, and accredited investors are individuals who meet specific financial requirements and have access to certain investment opportunities.

Individual Investors Are Not Permitted to Directly Trade Stocks on the NYSE