Only directors can be held liable for a Section 11 violation.
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Q16: Regulation A short-form exemptions cannot involve those
Q17: All Regulation D offerings canuse general solicitations.
Q18: A limited partnership interest is not considered
Q19: Municipal bonds are exempt from SEC requirements.
Q20: An accredited investor includes any corporation.
Q22: Section 10(b)applies to corporate insiders and tippees.
Q23: A merit review standard is the same
Q24: Section 16 applies to all stock transactions
Q25: A red herring is a prospectus sent
Q26: Only an actual seller or purchaser can
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