
The federal securities laws do not apply to proxy solicitation.
Correct Answer:
Verified
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Q26: Only an actual seller or purchaser can
Q27: Selling securities before the effective date of
Q29: Section 10(b)applies to all securities sold in
Q30: Registration statements must include audited financial statements.
Q31: A company registered on the New York
Q32: A Section 12 violation results from making
Q33: Blue sky laws are state securities registration
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