Which of the following can be done before the registration statement is effective?
A)tombstone ads
B)red herrings
C)offers to sell to accredited investors
D)a and b
E)all of the above

Question

Quizplus · Accepted Answer

Tombstone ads and red herrings can be done before the registration statement is effective. Offers to sell to accredited investors can also be made before the registration statement is effective, but they must comply with certain SEC rules under Rule 506 of Regulation D. Therefore, answer D is the best choice as it includes both tombstone ads and red herrings, which are marketing materials that can be used before the registration statement is effective.

Which of the Following Can Be Done Before the Registration