Which of the following events would be material for purposes of 10b and disclosure?

Question

Quizplus · Accepted Answer

All of the listed events (a pending merger, not meeting quarterly earnings expectations, and a product liability lawsuit) are considered material events because they could influence an investor's decision to buy, sell, or hold securities. Material events require disclosure under Rule 10b-5 of the Securities Exchange Act of 1934, as they are likely to affect the value of a company's stock or influence an investor's decision.

Which of the Following Events Would Be Material for Purposes