Which of the following is known as a prospectus with a warning written in red print at the top of the page warning investors registration is complete with the SEC but the SEC has not yet approved the registration?

Question

Quizplus · Accepted Answer

A red-herring prospectus contains a warning in red at the top indicating that the SEC has not yet approved the registration, serving as a preliminary prospectus to inform potential investors.

Which of the Following Is Known as a Prospectus with a Warning