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A Financial Intermediary Who, Through Deceit or Fraudulent Means, Affects

Question 2

Multiple Choice

A financial intermediary who, through deceit or fraudulent means, affects the public market price of securities can face a maximum of


A) a monetary fine of three times the loss avoided or gain received.
B) two years less a day in custody of a provincial institution.
C) five years imprisonment in a federal penitentiary.
D) ten years imprisonment in a federal penitentiary.
E) None of the responses are correct.

Correct Answer:

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