What sanction can the Ontario Securities Commission not levy on individuals who breach the Securities Act?
A) Fines
B) Damage compensation to harmed parties
C) Retraction of registration as an investment dealer
D) Revocation of licence of a securities salesman
E) Prohibition from acting as a director
Correct Answer:
Verified
Q6: Under the Ontario Travel Industry Act, someone
Q7: Legislation is passed to establish a governing
Q8: Jamal is opening a restaurant in Waterloo,
Q9: Which of these administrative tribunals were created
Q10: The professions of medicine, law and accounting
Q12: How does the Securities Commission protect investors
Q13: Administrative agencies, boards or commissions enforce criminal
Q14: Administrative tribunals are created under the authority
Q15: Decisions of administrative bodies that affect the
Q16: All administrative laws are criminal laws and
Unlock this Answer For Free Now!
View this answer and more for free by performing one of the following actions
Scan the QR code to install the App and get 2 free unlocks
Unlock quizzes for free by uploading documents