The regulation of security markets

Question

The regulation of security markets ​

Quizplus · Accepted Answer

The regulation of security markets is primarily enforced by the Securities and Exchange Commission (SEC), which seeks to protect investors from fraudulent or manipulative practices and ensure that markets operate in a fair and transparent manner. While the Federal Reserve may play a role in overseeing certain aspects of financial markets, it does not have primary responsibility for regulating security markets. Furthermore, securities regulations apply to a range of securities, including those issued by private companies, not just government securities.

The Regulation of Security Markets ​

The Regulation of Security Markets