Which of the following is regulated by the Securities Act of 1933?

Question

Quizplus · Accepted Answer

The Securities Act of 1933 regulates the issuance and sale of securities to the public, therefore, the issue of securities online is regulated by this act. Fraud in mortgage transactions is addressed by other laws such as the Truth in Lending Act. Hedge funds and derivatives are primarily regulated by the Securities Exchange Act of 1934. Reporting to investors is also regulated by the Securities Exchange Act of 1934, which requires companies to file periodic reports with the Securities and Exchange Commission.

Which of the Following Is Regulated by the Securities Act