An issuer who plans on raising $1 million or less from the public must answer the questions on Form U-7,which doubles as a prospectus and must be made available to prospective investors.

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According to the Securities Act of 1933, an issuer who plans on raising $1 million or less from the public must file Form U-7, which doubles as a prospectus and must be made available to prospective investors.

An Issuer Who Plans on Raising $1 Million or Less