Which of the following agencies has primary regulatory power over the securities' markets?
A)U..S. Securities and Exchange Commission
B)Federal Reserve
C)FDIC
D)Congress

Question

Quizplus · Accepted Answer

The U.S. Securities and Exchange Commission (SEC) is specifically tasked with regulating the securities' markets, overseeing transactions, ensuring fair and transparent practices, and protecting investors. The Federal Reserve has regulatory power over the banking system, the FDIC insures deposits in banks, and Congress is responsible for passing legislation that may impact the securities' markets, but the primary regulatory power lies with the SEC. The U.S. Securities and Exchange Commission (SEC) is the primary regulatory agency for securities markets, responsible for enforcing federal securities laws and protecting investors. The Federal Reserve focuses on monetary policy and banking regulations, the FDIC insures bank deposits, and Congress creates laws and oversight committees but does not have direct regulatory power over securities markets.

Which of the Following Agencies Has Primary Regulatory Power Over