Which of the following is not a key role of an investment banker?
A) Market-maker
B) Underwriter
C) Acting as a transfer agent
D) Agent in private placement

Question

Quizplus · Accepted Answer

Acting as a transfer agent typically falls under the responsibilities of a securities registrar or stock transfer agent, rather than an investment banker. Investment bankers primarily focus on key roles such as market-making, underwriting, and acting as agents in private placements.

Which of the Following Is Not a Key Role of an Investment