The Securities and Exchange Commission (SEC)wants to review certain documents of Trade Funds Inc. Whether it is permissible for the SEC to request or review the documents depends on whether the documents are

Question

Quizplus · Accepted Answer

The SEC's authority to request or review documents from a company like Trade Funds Inc. is based on the relevance of those documents to an investigation or regulatory compliance check. Documents that are relevant to the SEC's regulatory or oversight functions are subject to review.

The Securities and Exchange Commission (SEC)wants to Review Certain Documents