A criminal case under the Securities Act of 1933 is prosecuted by
A)the SEC.
B)the Justice Department.
C)the Department of the Treasury.
D)the FTC.

Question

Quizplus · Accepted Answer

The Justice Department is responsible for prosecuting criminal cases under the Securities Act of 1933. The SEC mainly focuses on civil enforcement actions and regulatory oversight. The Department of the Treasury deals with financial and economic issues related to the government, whereas the FTC is responsible for enforcing antitrust laws and protecting consumers from fraudulent and unfair business practices.

A Criminal Case Under the Securities Act of 1933 Is