The Sarbanes-Oxley Act requires either the chief executive officer or the chief financial officer of a company issuing securities to certify information in the issuer's annual and quarterly reports.
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Q6: The registration requirement of the 1934 Act
Q7: As amended in 2008, SEC rules define
Q8: In 1992, the SEC issued new rules
Q9: Most states require the registration of securities
Q9: Every registration filed with the SEC is
Q10: The Securities Act of 1933 regulates tender
Q12: A "private placement" involves no public offering
Q14: The antifraud provisions of the 1933 Act
Q15: Registration of securities with the SEC guarantees
Q16: EDGAR is the computer system established by
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