The 1934 Securities Exchange Act requires registration of:
A) all regulated publicly held companies.
B) securities being issued initially.
C) statutory outsiders.
D) tippees.

Question

Quizplus · Accepted Answer

The 1934 Securities Exchange Act primarily focuses on the regulation of secondary market transactions and requires all regulated publicly held companies to register with the Securities and Exchange Commission (SEC). This act does not directly deal with the initial issuance of securities, which is covered by the 1933 Securities Act, nor does it specifically require the registration of statutory outsiders or tippees.

The 1934 Securities Exchange Act Requires Registration Of