Section 10(b) would apply to which of the following situations?
A) A financial printer trading stock based on takeover information in the printing he is doing for a corporation
B) An accounting firm performing an audit in a grossly negligent fashion that results in misleading financial statements
C) A guest at a reception trading on information she overheard at the party
D) None of the above
Correct Answer:
Verified
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A)still require registration.
B)are available for
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A)stock exchange listed stores.
B)public
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Q85: Pump and dump:
A)is a term for downloading
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