The SEC's ____ reviews the registration statement filed when a firm goes public, corporate filings for annual and quarterly reports, and proxy statements that involve voting for board members or other corporate issues.
A)Division of Corporation Finance
B)Division of Trading and Markets
C)Division of Enforcement
D)None of these are correct.

Question

Quizplus · Accepted Answer

The SEC's Division of Corporation Finance is responsible for reviewing registration statements for initial public offerings, as well as corporate filings for annual and quarterly reports, and proxy statements related to voting for board members or other corporate governance issues.

The SEC's ____ Reviews the Registration Statement Filed When a Firm