Which of the following is NOT a service that is commonly performed by a securities firm?
A)setting regulatory rules for stock exchanges
B)origination
C)underwriting
D)distribution of stock or bond offerings

Question

Which of the following is  NOT a service that is commonly performed by a securities firm?
A)setting regulatory rules for stock exchanges
B)origination
C)underwriting
D)distribution of stock or bond offerings

Quizplus · Accepted Answer

Securities firms typically engage in origination, underwriting, and distribution of stock or bond offerings, but setting regulatory rules for stock exchanges is a function usually performed by regulatory bodies or the exchanges themselves, not by individual securities firms.

Which of the Following Is NOT a Service That Is