Which of the following would ordinarily NOT be considered a security under the federal securities laws?
A) Bonds.
B) Stocks.
C) Investments in limited partnerships.
D) An investment in a nonprofit venture based on one's own entrepreneurial efforts.
Correct Answer:
Verified
Q50: Securities that are exempt from registration under
Q51: _, promulgated by the SEC, provides a
Q52: Which of the following is NOT a
Q53: Which of the following would NOT be
Q54: Effective in 2000, a plain English term
Q56: The civil penalty for a person who
Q57: "Insider trading" rules pertain to:
A) tippees.
B) officers
Q58: A registration statement generally includes all of
Q59: Willful violations of the Securities Act of
Q60: All of the following are types of
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