The civil penalty for a person who trades on inside information:
A) is payable into the U.S. Treasury.
B) must be imposed as a result of an action brought within three years after the date of the purchase or sale.
C) is, for a controlling person, up to the greater of $1 million or two times the profit gained or loss avoided as a result of the controlled person's violation.
D) All of these.
Correct Answer:
Verified
Q51: _, promulgated by the SEC, provides a
Q52: Which of the following is NOT a
Q53: Which of the following would NOT be
Q54: Effective in 2000, a plain English term
Q55: Which of the following would ordinarily NOT
Q57: "Insider trading" rules pertain to:
A) tippees.
B) officers
Q58: A registration statement generally includes all of
Q59: Willful violations of the Securities Act of
Q60: All of the following are types of
Q61: For purposes of Section 16(b) of the
Unlock this Answer For Free Now!
View this answer and more for free by performing one of the following actions
Scan the QR code to install the App and get 2 free unlocks
Unlock quizzes for free by uploading documents