The provisions of Section 17(a) of the 1933 Act:
A) primarily allow for a private right of action for persons injured by the act.
B) make it unlawful to engage in any transaction, practice, or course of business that operates as deceit upon the issuer.
C) make it unlawful in the offer or sale of any securities to obtain property by any statement that omits a material fact without which the information is misleading.
D) None of these.
Correct Answer:
Verified
Q70: The Securities Act of 1933 has two
Q71: Solicitation includes any request:
A) for a proxy.
B)
Q72: Under the 1934 Act, willful violations may
Q73: Which of the following is a basic
Q74: A solicitation of proxies from holders of
Q76: All of the following are exempt from
Q77: Section 11 of the Securities Act of
Q78: Registration under the 1933 Act calls for
Q79: A signed writing by a shareholder authorizing
Q80: The Securities Enforcement Remedies and Penny Stock
Unlock this Answer For Free Now!
View this answer and more for free by performing one of the following actions
Scan the QR code to install the App and get 2 free unlocks
Unlock quizzes for free by uploading documents