Which of the following are not affected by the Sarbanes-Oxley Act of 2002?

Question

Quizplus · Accepted Answer

The Sarbanes-Oxley Act of 2002 primarily affects corporate governance, financial disclosure, and the practice of accounting in public companies, directly impacting board directors, securities analysts, and CFOs. Floor brokers, who execute trades on the floor of an exchange, are not directly affected by the provisions of this act, which focuses more on corporate accountability and financial transparency.

Which of the Following Are Not Affected by the Sarbanes-Oxley