The Securities Enforcement Remedies and Penny Stock Reform Act of 1990 granted the SEC the power to impose administrative, civil penalties up to the current inflation-adjusted amount of $725,000.
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Q21: There are rigorously enforced restrictions regarding both
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Q27: Shelf registrations allow issuers to register securities
Q28: The tender offer is open to select
Q29: The due diligence defense generally requires the
Q30: A registration statement becomes public immediately on
Q31: A registration statement must be signed by
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Q34: As amended in 2008, SEC Rule 144
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