The Securities Act of 1934 imposes sanctions for noncompliance with its disclosure and antifraud requirements. These sanctions include:
A) civil liability to injured investors and issuers.
B) civil penalties.
C) criminal penalties.
D) All of these.

Question

Quizplus · Accepted Answer

The Securities Act of 1934 includes provisions for civil liability to injured investors and issuers, civil penalties, and criminal penalties for noncompliance with its disclosure and antifraud requirements, making all of the options correct.

The Securities Act of 1934 Imposes Sanctions for Noncompliance with Its