The Sarbanes-Oxley Act:
A) allows the SEC to add criminal penalties to a disgorgement fund for the benefit of victims of violations of the 1933 and 1934 securities acts.
B) requires an outside CPA and the corporate treasurer to certify the financial and other information contained in the issuer's annual and quarterly reports.
C) requires that issuers of securities disclose in plain English to the public on a rapid and current basis such additional information concerning material changes in the financial condition or operations of the issuer as the SEC determines is necessary or useful.
D) All of these.
Correct Answer:
Verified
Q70: All of the following are types of
Q82: The 1933 Securities Act defines the term
Q86: Dryler Corporation sold unregistered securities that were
Q87: Registration under the 1933 Act calls for
Q88: Discuss how the Dodd-Frank Act affects:
(a) the
Q89: Hugo wishes to raise money for his
Q89: The Reform Act's safe harbor under the
Q90: Under the 1934 Act, willful violations may
Q92: SEC Rule 10b5-2 adopts what theory of
Q93: The Klodhoffer Corporation has assets amounting to
Unlock this Answer For Free Now!
View this answer and more for free by performing one of the following actions
Scan the QR code to install the App and get 2 free unlocks
Unlock quizzes for free by uploading documents