Which of the following statements regarding the Securities Act of 1933 is not true?
A) it was passed in response to abuses thought to have contributed to the financial catastrophes of the Great Depression
B) it covers securities fraud
C) it requires securities to be registered formally with the federal government
D) it focuses on those who provide investment advice
Correct Answer:
Verified
Q36: In SEC v. Ralston Purina (1953), the
Q37: The JOBS Act of 2012 created several
Q38: Regulation A issuers are allowed to "test
Q39: Regulation A allows for registration exemptions on
Q40: A Regulation D: Rule 506 offering has
Q42: Rule 503 of Regulation D states that
Q43: Efforts to regulate the offerings and sales
Q44: The returning of all funds to equity
Q45: The efforts to regulate the trading of
Q46: The JOBS Act of 2012 does not
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