Which of the following statements regarding securities law is not true?
A) ignorance is an acceptable defense
B) security regulators may alter your investment agreement to the benefit of the investors
C) the Securities Act of 1933 gives the SEC broad civil procedures to use in enforcement
D) the Securities Act of 1933 gives the SEC some criminal procedures to use in enforcement
Correct Answer:
Verified
Q44: The returning of all funds to equity
Q45: The efforts to regulate the trading of
Q46: The JOBS Act of 2012 does not
Q47: One of the monetary requirements for individuals
Q48: State securities regulations are referred to as:
A)Regulation
Q50: Unless your security is exempted, what section
Q51: Ventures that reach the survival stage of
Q52: One of the monetary requirements for individuals
Q53: Investor liability is unlimited under which of
Q54: None of the following create any securities
Unlock this Answer For Free Now!
View this answer and more for free by performing one of the following actions
Scan the QR code to install the App and get 2 free unlocks
Unlock quizzes for free by uploading documents