Dealers should not conduct dealing activities outside the bank unless:
A) Clear written guidelines issued by management are
B) They are in an approved brokers office.
C) There are on holiday.
D) None of the above.

Question

Quizplus · Accepted Answer

Dealers should not conduct dealing activities outside the bank unless clear written guidelines issued by management are available to ensure regulatory compliance and risk management. Choices B and C are not relevant or practical criteria for determining whether dealers can conduct dealing activities outside the bank.

Dealers Should Not Conduct Dealing Activities Outside the Bank Unless