A dealer has been invited by a broker to go to an exclusive club for the third time in a week. He should:
A) agree, since entertainment is a normal part of business
B) refer this to senior management
C) agree but insist on paying half the cost
D) agree, if the broker pays for the event but does not attend it

Question

Quizplus · Accepted Answer

The dealer should refer this invitation to senior management to make sure that going to an exclusive club multiple times in a week is in line with company policies and regulations regarding gifts and entertainment. It's important to avoid any appearance of impropriety and ensure that all actions are ethical and legal.

A Dealer Has Been Invited by a Broker to Go