A broker offers a dealer an incentive in the form of a reduction to the agreed schedule of brokerage between the firms.
A) This is a normal volume discount.
B) The offer requires approval in writing by both senior managements.
C) The offer requires agreement in writing between the broker and the dealer.
D) This is illegal.

Question

Quizplus · Accepted Answer

The Answer of A broker offers a dealer an incentive in the form of a reduction to the agreed schedule of brokerage between the firms.
A) This is a normal volume discount.
B) The offer requires approval in writing by both senior managements.
C) The offer requires agreement in writing between the broker and the dealer.
D) This is illegal.

A Broker Offers a Dealer an Incentive in the Form