Where repos or securities lending transactions are entered into, the Model Code recommends:
A) Documentation should be in place beforehand.
B) Management should approve all transactions.
C) Copies of the underlying documentation should be lodged with regulators.
D) All of the above.

Question

Quizplus · Accepted Answer

The Model Code recommends that documentation should be in place beforehand to ensure clarity and legal certainty in repos or securities lending transactions.

Where Repos or Securities Lending Transactions Are Entered Into, the Model