Dealers should not conduct dealing activities outside the bank unless:
A) Clear written guidelines issued by management are in place.
B) They are in an approved brokers office.
C) There are on holiday.
D) None of the above.

Question

Quizplus · Accepted Answer

Conducting dealing activities outside the bank can increase the potential for errors, fraud, and other risks. Therefore, clear written guidelines issued by management are necessary to ensure that proper procedures are followed and risks are mitigated. The other choices, being in an approved broker's office or on holiday, do not necessarily provide sufficient protection against potential risks.

Dealers Should Not Conduct Dealing Activities Outside the Bank Unless