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Under the Interagency Statement on Retail Sales of Nondeposit Investment

Question 410

Multiple Choice

Under the Interagency Statement on Retail Sales of Nondeposit Investment Products, what may a bank teller do?


A) Discuss the past performance of a bank-related mutual fund
B) Transfer mutual fund shares from an investment savings account to an IRA account
C) Take the business card of a customer who has asked to purchase a bank-related mutual fund and give it to a licensed representative
D) Assist a customer in determining eligibility to purchase a bank-related mutual fund

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