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Regulation D, an SEC Rule Governing the Limited Offer and Sale

Question 392

Multiple Choice

Regulation D, an SEC rule governing the limited offer and sale of securities without registration under the securities Act of 1933, regulates private placement exemptions. Regulation D supports all of the following EXCEPT:


A) Allows for the issuance and sale of securities to purchasers, if they qualify as accredited investors
B) Offerings are advantageous to any private company or entrepreneur because they allow an entity to obtain funding faster and to avoid the costs associated with a public offering
C) Allows usually smaller companies to raise capital through the sale of equity or debt securities without having to register their securities with SEC.
D) None of these

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