At least 30 days must elapse from the date of a company's filing a registration statement with the SEC to the date the registration becomes effective.
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Q9: Under the Securities Act of 1933 a
Q10: Unless exempted, exchanges, brokers, and dealers who
Q11: The Securities Act of 1933 was created
Q12: One of the key elements in the
Q13: The JOBS Act of 2012 expanded Regulation
Q15: Companies whose securities are listed on a
Q16: All private offerings of securities valued less
Q17: State blue sky laws typically deal with
Q18: The Sarbanes-Oxley Act of 2002 contains a
Q19: Because of the widespread economic impact of
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