Trading on the NYSE is conducted by members of the exchange.The members that execute orders and act as agents on behalf of their clients are:

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Floor Brokers execute orders and act as agents on behalf of their clients on the trading floor of the NYSE. Exchange Runners assist Floor Brokers with paperwork and other administrative tasks. Designated Market Makers, formerly known as Specialists, are responsible for maintaining fair and orderly markets in specific stocks or securities. SEC Agents are not involved in the day-to-day operations of the stock exchange, but rather oversee and regulate the activities of market participants.

Trading on the NYSE Is Conducted by Members of the Exchange.The