An option for selling securities reserved for larger firms (MVE $150,000,000) whereby the firm files a master registration statement and then can small increments of the stock over the next two years by filing a short form statement is called:
A)SEC Registration
B)Red Herring
C)Shelf Registration
D)Commission Registration

Question

An option for selling securities reserved for larger firms (MVE > $150,000,000) whereby the firm files a master registration statement and then can small increments of the stock over the next two years by filing a short form statement is called:
A)SEC Registration
B)Red Herring
C)Shelf Registration
D)Commission Registration

Quizplus · Accepted Answer

The option for selling securities reserved for larger firms whereby the firm files a master registration statement and then can sell small increments of the stock over the next two years by filing a short form statement is called a "Shelf Registration". This option allows the firm to offer securities in smaller amounts without needing to file for registration each time.

An Option for Selling Securities Reserved for Larger Firms (MVE