The securities industry is self-regulated by which of the following?

Question

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The National Association of Securities Dealers (NASD) is a self-regulatory organization that regulates the securities industry, including brokerage firms and stock markets, through oversight and enforcement of industry rules and regulations. The SEC is a government agency that oversees the securities industry but has limited self-regulatory responsibilities. The Fed is responsible for monetary policy and banking regulation, but does not directly regulate the securities industry. The Securities Industry Protection Corporation (SIPC) is a non-profit corporation created by Congress to protect investors in the event of a brokerage firm’s failure, but does not regulate the industry.

The Securities Industry Is Self-Regulated by Which of the Following