Margin requirements for the purchase of stocks and bonds are set by which of the following?

Question

Quizplus · Accepted Answer

The Fed sets margin requirements for the purchase of stocks and bonds as a way to regulate the amount of leverage in the market and mitigate the risk of financial instability. The Securities and Exchange Commission (SEC) has oversight over the markets and works to ensure fair practices and transparency, but does not set margin requirements. The Options Clearing Corporation (OCC), as its name implies, primarily handles the clearing and settlement of options trades. The Office of the Comptroller of the Currency (OCC) oversees banks and their compliance with regulations and safety and soundness standards, but does not set margin requirements for securities.

Margin Requirements for the Purchase of Stocks and Bonds Are