Under the 1934 Act, companies whose securities are traded in the over-the-counter markets (as opposed to the national stock exchanges) do not have to register these securities with the SEC.

Question

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The 1934 Securities Exchange Act requires all companies with publicly traded securities, regardless of whether they are traded on national stock exchanges or over-the-counter markets, to register those securities with the SEC.

Under the 1934 Act, Companies Whose Securities Are Traded in the Over-The-Counter