Which of the following is NOT grounds for discipline?
A) Any act that violates the Code of Ethics
B) Any act that violates the criminal laws of the United States
C) Failure to respond to a request by the CFP Board staff
D) Failure to meet a goal agreed to with a client
Correct Answer:
Verified
Q15: What, according to the Financial Planning Practice
Q16: During analysis and evaluation of the client's
Q17: Which of the following is true regarding
Q18: Which of the following is one of
Q19: What is the name of the committee
Q21: If the DEC determines that suspension is
Q22: When the CFP Board Counsel receives information
Q23: Which of the following is NOT one
Q24: When Congress passes a law that affects
Q25: What of the following is NOT a
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