Accredited investors often buy private placement securities through Regulation D offerings. The SEC must be informed of such offerings.

Question

Quizplus · Accepted Answer

It is true that accredited investors often buy private placement securities through Regulation D offerings, and the SEC must be informed of such offerings. This is because Regulation D offerings are exemptions from the registration requirements of the Securities Act of 1933, and the SEC requires that certain filings and disclosures be made in order to claim the exemption. These filings and disclosures help to ensure that investors are protected and that the securities being sold meet certain standards.

Accredited Investors Often Buy Private Placement Securities Through Regulation D