Because investment companies sell securities only in order to buy registered securities they are not required to register with the SEC.
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Q124: The Investment Advisers Act requires investment advisers
Q125: The SEC requires that investment companies pay
Q126: Investment advisers may not, by law, be
Q127: An open-end investment company is usually called
Q128: Investment companies are subject to registration and
Q130: The Insider Trading Sanctions Act holds that
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Q133: A securities dealer is a person engaged
Q134: Investment advisers usually charge an annual advisory
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