The stock exchanges, such as the New York Stock Exchange, are self-regulating but are subject to SEC monitoring.

Name: The stock exchanges, such as the New York Stock Exchange, are self-regulating but are subject to SEC monitoring.
Brand: Quizplus
Rating: 4.8 (45 reviews)

Question

Quizplus · Accepted Answer

The statement is true. Stock exchanges, including the NYSE, have their own self-regulating organizations, such as the Financial Industry Regulatory Authority (FINRA), but are also subject to oversight and monitoring by the Securities and Exchange Commission (SEC).

The Stock Exchanges, Such as the New York Stock Exchange