SEC Rule 10b-5 holds it illegal for anyone involved in securities dealings to:
A) sell any security without registration
B) make any untrue statement of a material fact or to omit to state a material fact
C) engage in any sale of property that would impose deceit upon any person
D) sell any security without registration or make any untrue statement of a material fact or to omit to state a material fact
E) sell any security without registration or make any untrue statement of a material fact or to omit to state a material fact or engage in any sale of property that would impose deceit upon any person
Correct Answer:
Verified
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Q328: Under the securities law, liability for misstatements:
A)
Q329: The Securities Litigation Reform Act of 1995:
A)
Q330: The SEC's Rule 10b-5:
A) applies to registered
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