When a broker-dealer hires a new agent, it must submit:
A) a U-4 form that includes information about the agent's name, address, education, and employment history.
B) a U-5 form that includes information about the agent's name, address, education, employment history, and marital status.
C) an REP form that includes information about the agent's name, address, education, and employment history.
D) a U-4 form that includes information about the agent's name, address, and employment history.
Correct Answer:
Verified
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